No restrictions on forms of compensation used
A Registered Fiduciary may receive compensation directly from a client or from a third party to the extent that third party receipts are used to pay client fees.
An RF™ may pay client fees using funds from…
        … Sales commissions
        … 12b-1 fees
        … Revenue Sharing
        … Finder’s Fees
        … Other incentive compensation
An RF™ returns any compensation received in excess of client fees to the client.

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